Counterparty & KYC review
Trace ownership layers, nominee relationships and complex structures, then corroborate them with screening evidence.
Risk & Compliance / Listed Equity Risk & Compliance Insight
Know the exposure behind a listed security.
Use ownership and control relationships to explain counterparty complexity, sanctions proximity and hidden concentration with an auditable evidence path.
Decision pathway
From connected sources to a reviewed answer
01
Connected sources
Ownership & sanctionsFirmographicsFinancials
02
Shared meaningDefinitions + relationships + context
03
Evidence review
A business question this workflow can support“Which portfolio entities sit within three ownership hops of a sanctioned party?”
Workflow overview · not a customer outcome
The business challenge
Disconnected evidence.
Connected decisions.
Screening a legal entity alone can miss the parent, affiliate, officer or security relationship that changes the risk decision. A score is insufficient when reviewers need to reproduce the reasoning.
What your team gains
- 01Reproducible ownership and screening reasoning
- 02Corporate-family visibility at security level
- 03Evidence for reviewing structural exposure
Use cases
Built for the decisions
your team makes.
Sanctions & exclusion coverage
Follow proximity paths and expand exclusions to the corporate family and issued securities.
Hidden concentration
Identify apparently diversified exposures that share a parent, sponsor or director relationship.
Structural & transfer risk
Connect group financials to leverage, cash generation and jurisdictions that can restrict transfers.
How it works
A reviewable path.
Not just a result.
- 01
Ask
Frame the compliance or exposure question.
- 02
Traverse
Walk ownership and control relationships.
- 03
Corroborate
Layer screening, financial, credit and media evidence.
- 04
Review
Export a human-readable reasoning path for the case file.
Control stays with your team.
A relationship is evidence to investigate, not a declaration of wrongdoing. Review the path, screening coverage and corroborating sources before acting.
Data your team brings
- Ownership & sanctions
- Firmographics
- Financials
- Ratings & probability of default
- News & adverse media
Go deeper / Original solution brief
Listed Equity Risk & Compliance Insight
Trace ownership, control, sanctions proximity, and exposure behind listed entities with an auditable evidence path.
Download PDFFrequently asked questions
Before you get started.
What data should we bring?
Ownership & sanctions, Firmographics, Financials, Ratings & probability of default, News & adverse media. We’ll discuss available fields, source coverage and access requirements with your team.
How are findings reviewed?
A relationship is evidence to investigate, not a declaration of wrongdoing. Review the path, screening coverage and corroborating sources before acting.
Does the brief show verified customer results?
These materials describe solution workflows. Any example datasets, findings or industry scenarios in the PDFs should not be interpreted as measured Datapane customer results.
Related solutions
Your next step
Start with your own
business context.
Discuss this workflow, the data it needs and the controls your team requires.
Talk to Our Team